Analyst, Compliance Consulting

February 17, 2024

Job Description


Job title: Analyst, Compliance Consulting

Company: Kroll

Job description: Job Description:

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity-not just answers-in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Our Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. In this role you will develop a detailed knowledge of both UK and US regulatory requirements and gain exposure to premier alternative investment firms (including hedge funds, private equity, real estate managers, brokers and corporate finance businesses).

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

  • Assisting with our regulatory hosting business including client take-on and background checks
  • Assisting in the project management of regulatory applications to the FCA, SEC and CFTC
  • Obtaining and processing information from clients, lawyers and other third parties
  • Drafting compliance manuals and other compliance documentation for clients
  • Establishing clients’ compliance infrastructure
  • Attending Compliance monitoring visits with clients
  • Drafting client reports
  • Training in the US in SEC rules
  • Secondments and project work with clients
  • Managing internal regulatory reporting schedules
  • Attendance at internal and external seminars, developing you networking skills

REQUIREMENTS:

  • Enthusiasm and flexibility
  • Collaborative and cooperative working style
  • Strong, diligent work ethic and attention to detail
  • Intellectually rigorous and curious
  • Ability to prioritise and juggle conflicting tasks successfully
  • Ability to work within a small team, supporting colleagues where necessary
  • Minimum 2.1 degree from a top 30 ranked university ideally in a related degree such as economics, business studies, mathematics, law etc.
  • A Levels – ideally 3 Bs minimum
  • GCSEs or equivalent – minimum of B in English, Mathematics and Science

In order to be considered for a position, you must formally apply via careers.kroll.com.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

#LI-JC

Expected salary:

Location: London

Location